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FINRA Certifications Study Guides

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FINRA Hot Exams

Test Code :   Vendor :
Series 99Operations Professional Qualification Examination
Series 9/10General Securities Sales Supervisor Qualification Examination
Series 87Research Analyst Examination
Series 86Research Analyst Part I: Analysis
Series 82Limited Representative-Private Securities Offerings
Series 79Investment Banking Representative Qualification Examination
Series 7General Securities Representative Examination (GS)
Series 66Uniform Combined State Law Examination
Series 65Uniform Investment Adviser Law Examination
Series 63Uniform Securities Agent State Law Examination
Series 62Corporate Securities Limited Representative Qualification Examination
Series 6Investment Company and Variable Contracts Products Representative Examination (IR)
Series 57Securities Trader Qualification Examination
Series 56Proprietary Traders Qualification Examination
Series 55Equity Trader Qualification Examination
Series 52Municipal Securities Representative
Series 42Registered Options Limited Representative
Series 37/38Canada Module of the General Securities Registered Rep. Exam
Series 32Limited Futures Exam - Regulations
Series 31Futures Managed Funds Examination
Series 30Branch Manager Examination - Futures
Series 3National Commodity Futures Examination
Series 27Financial and Operations Principal Qualification Examination
Series 26Investment Company and Variable Contracts Products Principal Qualification Examination
Series 24General Securities Principal Qualification Examination
Series 22Direct Participation Programs Representative Exam
Series 17Limited Registered Representative Examination
Series 11Assistant Representative - Order Processing Exam

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